Regulators

Articles

Bringing the profession into disrepute

Solicitors are often punished for ‘bringing the profession into disrepute’ as a result of an occurrence in their private lives. In this article, Bernard George argues that this is wrong in principle, in practice and in law

FCA under fire, facing calls for drastic reform

The UK financial regulator faces scathing criticism in a parliamentary report, says Niall Hearty

The role of regulators in promoting EDI in the legal profession

John Barwick argues that while diversity initiatives in the legal sector have shown progress, systemic changes are still needed

'Naming and shaming' by the FCA

Dominic Crossley and Francesca Sargent argue that the FCA's proposal to name companies under investigation aims for transparency but risks damaging reputations and trust

Reframing justice: the SFO's new strategic vision 2024-2029

The SFO's five-year strategy under Nick Ephgrave's leadership prioritises technological integration and global collaboration to combat serious crime

Changes in SRA enforcement: what the increase in fining powers means for solicitors under misconduct investigation

Andrew Katzen assesses the changing attitude and impact of the higher fining powers available to the Solicitors Regulation Authority in regard to misconduct investigations

Landmark BT class action shows continued momentum for litigation funding sector

Mohsin Patel argues that the BT class action underscores the growing reliance on litigation to address corporate overcharges in the face of regulatory shortcomings

Digital compliance is critical to help legal firms rise above regulation

Regulated UK firms, including legal practices, are grappling with increased regulatory demands amid shrinking budgets