Regulator faces surge in misconduct reports

The Solicitors Regulation Authority (SRA) has recently published data indicating a remarkable surge in reports of potential misconduct, revealing a 58% increase in such reports over the last two years. As of April 2026, the SRA has been assessing an average of 1,493 reports each month, translating to 8,955 total reports reviewed in just six months. This influx of misconduct allegations places immense pressure on the SRA’s Assessment and Early Resolution Team, which determines whether reports should proceed to formal investigation.

Jonathan Peddie, Executive Director for Investigations, Enforcement and Litigation, expressed concerns, stating ‘We’ve seen an unprecedented increase in the reports we receive, putting significant pressure on our approach and resources.' A total of 1,322 reports were escalated for formal investigation over the same six-month period, marking a 41% rise compared to the previous years. This growth has resulted in the SRA handling ongoing investigations linked to 1,844 misconduct reports as of late April.

Responding to this unprecedented challenge, the SRA has redirected resources from other areas, but Peddie highlighted that ‘this isn’t sustainable as we need strength in all areas.’ The SRA's draft 2026/27 Business Plan, currently open for consultation, aims to address these issues by proposing changes to focus investigations and enforcement on areas that offer the best protection for the public.

In the immediate term, the SRA is actively tackling the rise in reports by resolving cases and reallocating resources where necessary. Efforts are underway to streamline the investigations and enforcement process, ensuring that cases are handled promptly and that the right matters reach the Solicitors Disciplinary Tribunal. The draft plan also outlines a commitment to enhance operational effectiveness by leveraging technology and data analysis, ultimately striving for faster and more consistent decision-making in the public interest.