Regulation & Compliance

News

No enforcement action yet on referral fees, SRA says

23 May 2013

Regulator will 'show understanding' to those wanting to comply
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Compliance costs are hurting our businesses, solicitors say

17 May 2013

Number of firms satisfied with SRA relationship falls to lowest ever level
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SRA axes genealogy service to relieve pressure on contact centre

16 May 2013

Only 17 per cent of calls answered within 60 minute target
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Features

communication

10 May 2013

Complaints | Delay in reporting to a client

Eleanor Kilner shares what to do when client communication has fallen behind

number-seven

19 April 2013

Lucky number seven for the SRA handbook?

Susanna Heley summarises the unprecedented rate of change felt by the profession over the last year and a half and reminds us there is more to come

eye-on-costs

10 April 2013

Complaints | Changing fee earner

Eleanor Kilner explains why appreciating the relationship between client and fee-earner is key to rectifying where a fee-earner has changed and the...

tightrope

22 March 2013

Regulatory watch | The SRA is treading a fine line

The SRA’s recent revelation that it has already 
exceeded its annual intervention budget doesn’t surprise 
Susanna Heley. And there are...

gift

14 March 2013

Complaints | How to manage goodwill gestures

Offering the occasional freebie to a loyal client can help to cement valuable relationships but accidentally billing for it will have the opposite...

pen-and-ink

22 February 2013

Regulatory watch | An outmoded approach to professional regulation

The LSB’s decision not to regulate estate planning has confused many, but the current approach to professional regulation is outmoded, says...

On value burgers and legal services

22 February 2013

Jonathan Smithers asks what the horse meat scandal can 
teach lawyers about the free market and consumer expectations...

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Hoping for a fairer approach to costs in SDT proceedings

8 February 2013

Looking at a number of recent cases before the High Court involving solicitors, 
Andrew Otchie is hopeful that a...

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Sharing responsibilities

1 February 2013

The SRA’s new compliance processes haven’t been universally well received, but Matthew Tasker believes they provide...

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Were compliance officers really necessary?

18 January 2013

Has the SRA created unnecessary problems for itself and solicitors’ firms alike with the way 
it has drafted...

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Should you advise on the commercial aspects of a transaction?

14 January 2013

Solicitors may not have a duty to advise sophisticated clients about the 
commercial aspects of a transaction but the...

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Why are we so reluctant to complain about the courts?

16 November 2012

Francesca Kaye questions the reticence of lawyers to 
formally record their complaints about the court system

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